About Tom Daoust - Prudential Financial · Charlotte
Tom Daoust is a Prudential Financial financial professional and CEO/Owner operating out of the Carolina Financial Group office in Charlotte, North Carolina. Located at 2701 Coltsgate Road, Suite 220, he serves individual clients with financial planning, investment, retirement, and insurance solutions under the Prudential Advisors brand. He is listed as a principal contact for the Prudential Insurance Company of America's Charlotte operation on BBB records and his registered investment advisory profile is publicly available through the SEC.
Tom Daoust is the CEO/Owner of the Prudential Advisors practice housed within the Carolina Financial Group office in Charlotte, North Carolina. His office is located at 2701 Coltsgate Road, Suite 220 in the Foxcroft area of Charlotte (ZIP 28211), sharing the suite with Managing Director Kimberly 'Kim' Turner, who oversees the broader Carolina Financial Group office of Prudential Advisors. The Carolina Financial Group is described by Prudential as a comprehensive financial planning office made up of teams of financial planners, advisors, and financial professionals who work together, supported by tools such as eMoney, Morningstar, Morningstar Advisor Workstation, and an Envestnet-powered managed money platform. Daoust's practice operates under the Prudential Advisors retail channel of The Prudential Insurance Company of America. Financial professionals within Prudential Advisors may offer insurance products through Prudential affiliates and, through a strategic relationship with LPL Enterprise (an affiliate of LPL Financial), offer securities brokerage and investment advisory services as registered persons of LPL Enterprise. The local Charlotte office itself was established in 1998 (BBB records show Business Started: 8/5/1998) and is part of the Prudential franchise dating back to 1873. Tom Daoust serves Charlotte-area individuals, families, and small-business owners with retirement income planning, wealth accumulation, life insurance, long-term care protection, and college funding strategies. His public-facing hours are Monday through Friday, 9:00 AM to 5:00 PM, with the office closed on weekends. He is reachable at (704) 248-8427 and through his official Prudential Advisors page at prudential.com/advisor/thomas-daoust. There is no verifiable self-identification as a Catholic-owned business on his official Prudential profile, BBB listing, or any directory reviewed.
- In business
- Office established 8/5/1998 (per BBB); Tom Daoust listed as CEO/Owner
- Owner
- Tom Daoust (CEO/Owner) and Kimberly 'Kim' Turner (Managing Director) — Carolina Financial Group / Prudential Advisors Charlotte office
- Serves
- Charlotte, North Carolina and surrounding Mecklenburg County / greater Charlotte metro area (Foxcroft / South Charlotte location); office is part of the regional Carolina Financial Group serving the Carolinas
About Tom Daoust — Prudential Financial Advisor in Charlotte
Tom Daoust is a financial professional with Prudential Advisors and serves as CEO/Owner of the practice located inside the Carolina Financial Group office at 2701 Coltsgate Road, Suite 220 in Charlotte, NC. His advisor page is hosted on Prudential's official domain at prudential.com/advisor/thomas-daoust, and his investment adviser public disclosure record is published by the U.S. Securities and Exchange Commission (CRD #2312384). He works alongside Managing Director Kimberly 'Kim' Turner, who leads the Carolina Financial Group office of Prudential Advisors and has been with Prudential since December 2003.
- CEO/Owner of the Prudential Advisors practice in Charlotte (per BBB Business Management listing)
- Office: Carolina Financial Group, 2701 Coltsgate Rd, Suite 220, Charlotte, NC 28211
- Phone: (704) 248-8427
- Website: prudential.com/advisor/thomas-daoust
- SEC IAPD record: adviserinfo.sec.gov/individual/summary/2312384
Office Location & Contact
The Charlotte practice is located in the Foxcroft neighborhood of South Charlotte, easily reached from the Coltsgate / Colony Road corridor. The mailing address is 2701 Coltsgate Rd, Suite 220, Charlotte, NC 28211. The office fax line is (704) 442-1472. The public business hours are Monday through Friday, 9:00 AM to 5:00 PM, with the office closed on Saturday and Sunday.
- Street address: 2701 Coltsgate Rd STE 220, Charlotte, NC 28211-3593
- Primary phone: (704) 248-8427
- Fax: (704) 442-1472
- Hours: Mon–Fri 9:00 AM – 5:00 PM (Sat/Sun closed)
Carolina Financial Group — The Local Prudential Office
Tom Daoust's practice sits within Carolina Financial Group, the Prudential Advisors office serving the Carolinas. According to Prudential's office page, Carolina Financial Group is led by Managing Director Kim Turner (ChFC®, CLU®) with Associate Managing Director and Regional Director support, and is structured as a comprehensive financial planning office where financial planners, advisors, and financial professionals are organized into teaming groups to grow assets under management and serve clients collaboratively. The office emphasizes a culture of practice sharing, professional development, mentorship, and community involvement, including causes such as Bikes for Kids and the 24 Foundation.
- Managing Director: Kimberly 'Kim' Turner, ChFC®, CLU®
- Regional Director: Brian Benatovich, CFP®
- Office location: 2701 Coltsgate Rd, Suite 220, Charlotte, NC
- Brand: Prudential Advisors (retail channel of The Prudential Insurance Company of America)
- Support tools referenced by the office: Clientlink (Salesforce), eMoney, Morningstar, Envestnet managed money platform
Financial Services Offered
As a Prudential Advisors financial professional, Tom Daoust helps Charlotte-area clients with comprehensive personal financial planning. Services include retirement income planning, wealth accumulation, life insurance, long-term care protection, annuities, and education funding strategies. Prudential Advisors financial professionals are licensed insurance agents of Prudential for insurance products and, through a strategic relationship with LPL Enterprise and LPL Financial, can offer securities brokerage and investment advisory services as registered persons of LPL Enterprise.
- Financial planning
- Investment advice
- Retirement income planning
- Wealth accumulation
- Life insurance
- Long-term care insurance
- Annuities
- College funding
- Securities offered through LPL Enterprise (affiliate of LPL Financial, Member FINRA/SIPC)
Credentials, Licensing & Regulatory Disclosures
Thomas Phillip Daoust is listed on the SEC Investment Adviser Public Disclosure (IAPD) website under CRD #2312384, confirming his registered investment adviser status. He is a licensed insurance agent of The Prudential Insurance Company of America for insurance products. Securities brokerage and investment advisory services available through the practice are provided through LPL Enterprise, an affiliate of LPL Financial, Member FINRA/SIPC. The Prudential Advisors Charlotte office is also listed with the Better Business Bureau under the Prudential Insurance Company of America profile, which is NOT BBB Accredited.
- SEC IAPD: Thomas Phillip Daoust — adviserinfo.sec.gov/individual/summary/2312384
- Insurance lines offered through Prudential affiliates
- Securities offered through LPL Enterprise / LPL Financial (FINRA/SIPC)
- BBB listing: 'Prudential Insurance Company of America' Charlotte office, Not Rated / Not Accredited
Business History
According to the Better Business Bureau public record, the Prudential Insurance Company of America's Charlotte operation (the office where Tom Daoust is listed as CEO/Owner) was started on 8/5/1998. The Prudential Insurance Company of America itself is recorded as incorporated on 4/3/1873 and 'Years in Business: 150,' reflecting the parent company's long history. Tom Daoust also appears in North Carolina corporate filings as registered agent of Daoust & Co. (filed 1989 in Mecklenburg County). Public voter and FEC records indicate Thomas Philip Daoust (DOB May 1952) residing in the Concord/Cabarrus County area of North Carolina.
- Local office Business Started: 8/5/1998 (per BBB)
- Parent company Prudential Insurance Company of America incorporated: 4/3/1873
- Daoust & Co. corporate filing: 1989, Mecklenburg County, NC
- Public records also list Thomas Daoust as President of T & F Trucking / T & F Trucking Company
Service Area & Clientele
The Charlotte office serves Charlotte and the surrounding Mecklenburg County region of North Carolina, with the broader Carolina Financial Group office covering additional Carolinas markets. As a Prudential Advisors financial professional, Tom Daoust works primarily with individual retail clients — families, pre-retirees, retirees, and small-business owners — helping them build personalized financial plans that combine insurance protection with investment and retirement strategies.
- Charlotte, NC (primary market)
- Mecklenburg County and greater Charlotte metro
- Carolinas region via the Carolina Financial Group office
- Client focus: individuals, families, retirees, small-business owners
How to Reach Tom Daoust
Prospective clients can reach Tom Daoust's Prudential practice by phone at (704) 248-8427 during business hours (Mon–Fri, 9:00 AM – 5:00 PM), by visiting the office at 2701 Coltsgate Rd, Suite 220, Charlotte, NC 28211, or through his online Prudential Advisors profile at prudential.com/advisor/thomas-daoust. Investment adviser background, registrations, and any disciplinary history (if applicable) can be reviewed publicly via the SEC's Investment Adviser Public Disclosure (IAPD) system.
- Phone: (704) 248-8427
- Address: 2701 Coltsgate Rd STE 220, Charlotte, NC 28211
- Online: prudential.com/advisor/thomas-daoust
- Regulatory background: adviserinfo.sec.gov/individual/summary/2312384